LPLA
LPL Financial Holdings, Inc.
September 22, 2026 · intraday
- Rarity
- 2.26
- Peak move
- −9.43%
- Float cap
- $26.4B
LPL Financial serves the financial advisor-mediated marketplace as an independent broker-dealer, investment advisory firm, and custodian. It supports more than 32,000 financial advisors and approximately 1,200 financial institutions, providing affiliation models, investment solutions, technology tools, clearing and custody, and practice management services for brokerage and advisory assets.
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What we found
6 events · 0 from SEC or newswire · 0 timed with the moveoperating_metricsAdvisors from Cornerstone Advisors and Clear Pointe Wealth Management, reporting approximately $1 billion in assets, joined LPL Financial's broker-dealer, RIA and custodial platforms from Northwestern Mutual.
institutional_flowNykredit A/S disclosed a new second-quarter position in LPL Financial Holdings of 29,959 shares valued at approximately $8.44 million, per its latest 13F filing.
peer_disclosureRaymond James hired several managing directors from Jefferies' consumer and retail investment banking and leveraged finance units, including Drew Weisman, Steve Tricarico, Russ Shoemaker and Hub Orr.
customer_loss28 advisors and team members formerly of Sierra Ridge Advisor Group, overseeing about $825 million in assets, affiliated with Gateway Financial Partners and stayed on LPL Financial's platform rather than follow Sierra Ridge to another broker-dealer.
peer_disclosureMerit Financial Advisors added a Commonwealth advisor managing $888 million in Illinois, among several Commonwealth teams that joined Merit since LPL Financial acquired Commonwealth.
board_changeValero Energy elected Matt Audette, President and CFO of LPL Financial Holdings, as an independent director and Audit Committee member.